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LithosAnanke/docs/patent/SSM-001_CLAIM_MAP.md
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rajamesandClaude Opus 5.5 4ed572058d docs(patent): SSM-001 claim-support map, toward the non-provisional due 2026-12-16
Each of the 20 filed claims mapped to its support in the provisional as filed (final_provisional/,
43 pages): claims 1-19 solid or adequate, claim 20 thin. Findings: the K-statistic's definition
contradicts the specification's own data and figures; Solid vs Steady State Machine; claims 10-12
depend on a method as 'the system'; drawings need redoing to 37 CFR 1.84; result invariance and
the Jacquard detail are not disclosed. Recommendations for the non-provisional. Drafting aid, not
legal advice.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
2026-10-28 11:03:17 -04:00

8.6 KiB

SSM-001 — claim-support map, toward the non-provisional

Prepared 2026-10-28 at Captain Bob's request, from the provisional as filed: docs/patent/final_provisional/ssm_RAJ_v1_patent_application.pdf (43 pages, built 2025-12-10; its text is identical to docs/patent/ssm_RAJ_v1_patent_application.pdf). Filing date 2025-12-16, so the non-provisional (or PCT) claiming it is due by 2026-12-16.

Drafting aid, not legal advice. Page numbers are the filed PDF's.

The rule this map applies: a claim in the non-provisional keeps SSM-001's priority date only if SSM-001 describes what it claims. Nothing can be added to the specification after the non-provisional is filed (no new matter). Material may be left out of the non-provisional without harm to priority.

1. The 20 claims, and where SSM-001 supports them

Strength: Solid = described plainly, more than once; Adequate = described, briefly; Thin = only implied, or by a single list item.

Claim What it claims Support in SSM-001 Strength
1 (system) state vector (heat, entropy, stability), feedback loops, ≥2 execution modes, a supervisory selector with bounded, non-oscillatory transitions §3 p.9; §5.1 p.28; §5.6 p.35; §5.7 pp.35-36; §5.8 pp.36-37; §5.9 p.37 Solid
2 (method) compute state vector; update loops; classify stable/temporal/volatile/transitional; select mode; adjust parameters §5.6, §5.7, §5.10 pp.37-38, §5.9 Solid
3 (shape invariance) measure entropy, variance, heat; select modes; regulate transitions so variance stays below a threshold across waveform families §5.11 p.38; §1 p.4; FIGS. 7-9 pp.17-19 Adequate (the "threshold" is shown by figures and CV, not a stated value)
4 state vector adds pipeline pressure, lookup latency, cache hit rate, or decay §5.6 p.35 Solid
5 a loop modifies the heat decay rate from temporal characteristics §5.7 L3 p.36; §5.8 Mode 1 p.37 Solid
6 a loop does statistical inference for predictive indicators used in mode selection §5.7 L2, L6 p.36 Solid
7 hysteresis thresholds against oscillation §5.9 p.37; §3 p.9 Solid
8 modes include baseline, temporal, inference-driven, fully adaptive §5.8 Modes 0-3 pp.36-37 Solid
9 converges when variance of recent timings falls below a threshold §5.12 p.38 Adequate
10 classification evaluates an entropy window over heat §5.6 "Entropy Window" p.35 Solid
11 heat rises on invocation and decays by a selected decay function §5.6 "Execution Heat", "Decay Rate" p.35 Solid
12 mode selection compares the state vector to pre-validated profiles §5.8 p.37 ("discovered through design-space exploration or factorial experimentation"); §5.5.2 p.31 Solid
13 waveform families: sinusoidal, square, triangular, burst, mixed §5.11 p.38; §1 p.4 Solid
14 consistency measured by coefficient of variation §5.6 "Stability Score" p.35; FIG. 9 p.19 Solid
15 loops modify lookup strategies §5.7 L4 p.36; §1 p.4 Solid
16 transitions wait until a confidence value exceeds a threshold §5.9 p.37 ("confidence scoring", "multiple independent criteria") Adequate
17 adjusting caching, prefetching, or dictionary traversal §5.7 L4 p.36; §5.6 p.35 Solid
18 classification uses rolling measurements or sliding windows §5.6 "Entropy Window" p.35; §5.2 "rolling window of truth" p.29 Solid
19 stack-based, threaded-code, JIT, embedded controller, or microkernel §5.13 p.39; §5.14 p.39; §1 p.4 Solid
20 state vector kept per execution thread §5.13 "a multi-threaded execution engine supporting distributed loads" p.39 Thin — per-thread state is never stated

Overall: the 20 claims rest on the architecture sections (§§5.1, 5.5.1-5.5.2, 5.6-5.14), which are consistent and well described. None of the 20 recites the K-statistic, ω₀, or the Boltzmann model, which is fortunate given §2 below.

2. Findings in the specification

  1. The K-statistic's definition contradicts the specification's own data. §5.2 (p.28, eq. 1) and §5.5.3 (p.31) define K = W / (DoF + 1), with W in bytes (512-65,536) and DoF the number of active loops (7). That gives K from 64 to 8,192, not "K = 1.000000 ± 0.000000 ... across window sizes ranging from 512 to 65,536 bytes" (pp.29, 31). Likewise W* = DoF + 1 = 8 bytes as the "optimal window". The figures use other forms: FIG. 13 (p.23) plots "K = 256/W" with K from 0 to 0.5; FIGS. 16-17 (pp.24-25) show K ≈ 0.016-0.042 and a log axis 0.003-1.0. The cover letter (USPTO_COVER_LETTER.md) writes K = Λ×(DoF+1)/W. An examiner would read any claim to K as indefinite or unsupported (35 U.S.C. 112). Correcting the formula in the non-provisional risks new matter, because SSM-001 never states which formula is meant.
  2. Two names for one invention. The title, abstract and body say Steady State Machine; §4's figure descriptions (pp.11-26) say Solid State Machine nine times.
  3. Claims 10, 11 and 12 depend on "the system of Claim 2", but Claim 2 is a method: they should read "The method of Claim 2".
  4. The drawings will not pass as filed. Non-provisional drawings must meet 37 CFR 1.84 (black lines, legible, numbered consistently). Pages 22-26 carry plots whose internal titles number them "Figure 1"-"Figure 7" under captions FIG. 12-18; several are dense multi-series charts; and FIG. 19 "System Architecture" (p.27) has a caption but no description in §4.
  5. Strong scientific language invites scrutiny without adding claim support: "the first exact conservation law discovered in adaptive computational systems" (p.29), "quantum-analog ... probabilistic tunneling" (p.24), the golden-ratio penalty (p.24), p < 10⁻²⁰⁰ (p.32). Nothing claimed depends on them, and finding 1 undercuts the conservation-law statement.
  6. Result invariance is not disclosed. SSM-001 says the architecture produces "deterministic, repeatable steady-state behavior" (abstract, p.43) and "0% algorithmic variance validated across 38,400 replicate runs" (§5.4 item 5, p.30), but nowhere states that adaptation leaves what a program computes unchanged, and nothing about a machine-checked proof of it. That property, the centre of the regulated-industry case (2026-10-28), is not available at the 2025-12-16 date. It belongs to the second provisional (outline, central element 3), where it takes that filing's date.
  7. Jacquard details are not disclosed. L8 is named and described functionally (§5.9), but the 128-state, 7-bit loop-gate structure in the code is absent, so it cannot be claimed at the 2025 date.

3. Recommendations for the non-provisional (for a practitioner to confirm)

  1. Keep the architecture, claims 1-19, as the backbone, with claim 20 either dropped or supported only to the extent §5.13 allows.
  2. Fix the formal defects: dependency wording in claims 10-12; one name (Steady State Machine) throughout; drawings redrawn to 37 CFR 1.84, numbered consistently, FIG. 19 described.
  3. Do not claim the K-statistic, ω₀, or the Boltzmann model. Either leave §§5.2-5.5.5 out of the non-provisional (omission does not affect priority) or carry them only as observed results, without the inconsistent formula. Leaving them out also removes finding 5's exposure.
  4. Add dependent claims SSM-001 already supports, which narrow toward what is distinctive:
    • modes derived from a factorial design-of-experiments over loop configurations (§5.8 p.37, FIGS. 1-5 pp.11-15);
    • mode transitions requiring several independent criteria (§5.9 p.37);
    • L7 as a baseline stabiliser when the other loops disagree (§5.7 p.36);
    • workload families including "mixed" (§1 p.4) as well as the four of claim 2;
    • an implementation in hardware or firmware (§5.14 p.39).
  5. Expect obviousness arguments against claim 1 from adaptive runtimes (tiered JIT compilation, GC ergonomics), autonomic computing (MAPE-K) and control-theoretic computing. The dependent claims in 4, and claim 3's shape invariance with its measured CV evidence, are where the case should be made.
  6. Result invariance, the formal proofs, the template method and today's other ideas go in the second provisional, not here.

4. Before filing

  • One paid hour with a registered practitioner on the claims and on finding 1, if at all possible.
  • The USPTO Pro Se Assistance Center for the filing mechanics, fees, and micro-entity status.
  • Confirm the dates for this application with them; the 12-month rule (35 U.S.C. 119(e)) is the general one.